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An Entity of Type : prov:Entity, within Data Space : webisa.webdatacommons.org associated with source dataset(s)

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  • [4] MSRB Rule D-9 defines the term ???customer??? as follows: ???Except as otherwise specifically provided by rule of the Board, the term ???Customer??? shall mean any person other than a broker, dealer, or municipal securities dealer acting in its capacity as such or an issuer in transactions involving the sale by the issuer of a new issue of its securities.???
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