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  • FINRA deemed such conduct as constituting the nondisclosure to his firm of an outside business activities in violation of NASD Rules 3030 (for conduct before December 15, 2010), and FINRA Rule 3270 (for conduct after December 14, 2010) and FINRA Rule 2010.Away AccountAdditionally, from April 2010 to August 2011, the AWC alleged that Blair failed to notify his firm that he had opened a securities a
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