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An Entity of Type : prov:Entity, within Data Space : webisa.webdatacommons.org associated with source dataset(s)

AttributesValues
rdf:type
prov:value
  • To satisfy supervisory obligations under FINRA rules, these supervisory procedures must take into consideration: firm size organizational structure scope of business activities number and location of offices nature and complexity of products and services offered volume of business done number of associated persons assigned to a location if there is a principal on-site if the office is a non-branch
prov:wasQuotedFrom
is prov:wasDerivedFrom of
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