| http://www.w3.org/ns/prov#value | - In securities arbitration, an SRO is a securities association or securities exchange such as the New York Stock Exchange (NYSE) or the Financial Industry Regulatory Authority (FINRA).Third-Party Claim - A claim by the respondent against a party not already named in the proceeding.RELATED TERMSAccount executive - The brokerage firm employee who handles stock orders for clientsAgency - Buying or sel
|
