| http://www.w3.org/ns/prov#value | - The Proposed LCFB Rules, which are available as Attachment A to Regulatory Notice 14-09, generally define LCFBs as firms that engage in a limited range of activities, essentially advising companies and private equity funds on capital raising and corporate restructuring, and do not engage in many of the types of activities typically associated with traditional broker-dealers, such as carrying or ma
|
