| http://www.w3.org/ns/prov#value | - New paragraph (a)(20) of Rule 17a-354 requires each firm to make a record documenting that the firm has complied with, or adopted policies and procedures reasonably designed to establish compliance with, applicable federal regulations and SRO rules which require that a principal approve any advertisements, sales literature, or other communications with the public.55 This paragraph would apply to m
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